Date authorised
1 April 2013
Companies House
SC019438
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guy Halamish

    IRN GXH61809

    • [FCA CF] Manager of certification employee (24 Sep 2020 to 3 Oct 2023)
  • Harris Antoniades

    IRN HXA01360

    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Mar 2020 to 21 Aug 2020)
  • Hayley Connell

    IRN HXC35182

    • [FCA CF] Manager of certification employee (since 30 Aug 2023)
    • [FCA CF] Material risk taker (since 7 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Mar 2022)
  • Helge Skibeli

    IRN HXS00210

    • [FCA CF] Material risk taker (since 11 Nov 2024)
  • Howard Wang

    IRN HXW00166

    • [FCA CF] Material risk taker (since 18 Jan 2023)
  • Iain Trevor Stealey

    IRN ITS00009

    • [FCA CF] Manager of certification employee (since 22 May 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Ian Green

    IRN IMG01050

    • [FCA CF] Manager of certification employee (since 2 Dec 2025)
  • Ioan William Roberts

    IRN IWR01008

    • CF1 Director (20 Nov 2017 to 31 May 2018)
    • CF28 Systems and controls (20 Nov 2017 to 31 May 2018)
    • CF29 Significant management (15 Feb 2010 to 30 May 2012)
  • James Broderick

    IRN JBB01028

    • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Oct 2005)
    • CF1 Director (1 Dec 2001 to 30 May 2012)
    • CF3 Chief Executive (1 Dec 2001 to 3 Jul 2007)
  • James Edward Staley

    IRN JXS02208

    • CF8 Apportionment and Oversight (20 Apr 2007 to 31 Oct 2007)
    • CF1 Director (20 Apr 2007 to 12 Oct 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.