J.P. Morgan SE

• Principal Place of Business

  J P Morgan Chase

  25 Bank Street

  London

  Tower Hamlets

  E14 5JP

  UNITED KINGDOM

  Phone

  +442077427111

  Web

  https://www.jpmorganchase.com

• Complaints Contact

  60 Victoria Embankment

  London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +442034936947

• Bank Deposits

  For Eligible Counterparty, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.

• Electronic Trade Settlement

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gordon Currie

  IRN GXC56082

  • 14. Managing investments
  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 10 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
• Gordon McIntyre

  IRN GXM02154

  • [FCA CF] Manager of certification employee (16 Oct 2020 to 22 Jan 2022)
• Goya Subramanian

  IRN GXS01466

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2021)
  • CF30 Customer (26 Feb 2019 to 8 Dec 2019)
• Grace Massamba

  IRN GXM00483

  • [FCA CF] Client dealing (9 Aug 2022 to 14 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Aug 2022 to 14 Nov 2025)
• Grace Peters

  IRN GXT01282

  • [FCA CF] Material risk taker (since 8 Aug 2024)
  • [FCA CF] Manager of certification employee (since 28 Nov 2023)
  • [FCA CF] Client dealing (since 28 Nov 2023)
  • [FCA CF] Manager of certification employee (22 Feb 2022 to 14 Jun 2022)
  • [FCA CF] Client dealing (22 Feb 2022 to 14 Jun 2022)
• Guido Abadi

  IRN GXA00255

  • [FCA CF] Client dealing (13 Aug 2024 to 13 Jun 2025)
  • [FCA CF] Functions requiring qualifications (13 Aug 2024 to 13 Jun 2025)
• Guillaume Beuriot

  IRN GXB11490

  • CF30 Customer (14 Feb 2019 to 21 Jul 2019)
• Guillaume Pelofy

  IRN GXP01595

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jan 2021)
  • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
• Gulenn Tambe

  IRN GXT00248

  • [FCA CF] Material risk taker (since 21 Nov 2023)
• Gustavo Estrada Banderas

  IRN GXE00135

  • [FCA CF] Client dealing (since 26 Jun 2024)

No changes recorded yet.