Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
    • [FCA CF] Client dealing (since 10 Mar 2025)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (6 Jul 2022 to 11 Jan 2023)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • Appointed representative dealing with clients for which they require qualification (24 Feb 2022 to 18 Nov 2022)
    • [FCA CF] Client dealing (24 Feb 2022 to 18 Nov 2022)
    • CF30 Customer (10 Nov 2021 to 18 Nov 2022)
  • Y Tree Limited (no longer approved here)

    FRN 799043

    • Employed By (10 Nov 2021 to 11 Jan 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Functions requiring qualifications (19 Nov 2019 to 29 Jun 2021)
    • [FCA CF] Client dealing (19 Nov 2019 to 29 Jun 2021)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Functions requiring qualifications (19 Nov 2019 to 29 Jun 2021)
    • [FCA CF] Client dealing (19 Nov 2019 to 29 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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