Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan SE
FRN 755066
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
- [FCA CF] Client dealing (since 10 Mar 2025)
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- CF30 Customer (6 Jul 2022 to 11 Jan 2023)
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- Appointed representative dealing with clients for which they require qualification (24 Feb 2022 to 18 Nov 2022)
- [FCA CF] Client dealing (24 Feb 2022 to 18 Nov 2022)
- CF30 Customer (10 Nov 2021 to 18 Nov 2022)
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- Employed By (10 Nov 2021 to 11 Jan 2023)
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- [FCA CF] Functions requiring qualifications (19 Nov 2019 to 29 Jun 2021)
- [FCA CF] Client dealing (19 Nov 2019 to 29 Jun 2021)
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- [FCA CF] Functions requiring qualifications (19 Nov 2019 to 29 Jun 2021)
- [FCA CF] Client dealing (19 Nov 2019 to 29 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.