J.P. Morgan Markets Limited

Date authorised
1 April 2013
Companies House
01592029
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    Canary Wharf
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034936310
    Web
    https://www.jpmorgan.com/global

  • Complaints Contact

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +4402034936310

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Donovan Aljian

    IRN MDA01038

    • (500)CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)
  • Mark Dunley-Owen

    IRN MXD01646

    • (1017)CF21 Investment Adviser (19 Jun 2006 to 10 Jul 2007)
  • Mark Edward Baker

    IRN MEB01074

    • (414)CF30 Customer (1 Nov 2007 to 20 Jun 2012)
    • (415)CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Mark Evan Abramson

    IRN MXA01227

    • (610)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
  • Mark Garrett Prendiville

    IRN MGP01050

    • (1281)CF21 Investment Adviser (30 Mar 2005 to 9 Aug 2007)
    • (1280)CF26 Customer Trading (7 Jul 2004 to 30 Mar 2005)
  • Mark George Cresswell

    IRN MGC01055

    • (1403)CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • Mark Golding

    IRN MXG34611

    • (2918)SMF24 Chief Operations (2 Jul 2020 to 25 Aug 2022)
  • Mark Goldstein

    IRN MXG01716

    • (1139)CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • (1140)CF29 Significant management (1 Nov 2007 to 19 Jan 2011)
    • (1142)CF16 Significant Mgt (Desgntd Investment Business) (29 Oct 2007 to 31 Oct 2007)
    • (1141)CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
  • Mark Hamilos

    IRN MXH61866

    • (2875)[FCA CF] Material risk taker (23 Mar 2020 to 5 Oct 2022)
    • (2876)[FCA CF] Significant management (23 Mar 2020 to 5 Oct 2022)
  • Mark Handley

    IRN MSH01094

    • (315)[FCA CF] Manager of certification employee (since 4 Nov 2021)
    • (314)[FCA CF] Client dealing (since 4 Nov 2021)
    • (2315)[FCA CF] Material risk taker (4 Nov 2021 to 31 Dec 2021)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (958)[FCA CF] Client dealing

  2. controlled function added: (957)[FCA CF] Client dealing

  3. controlled function added: (956)[FCA CF] Client dealing

  4. controlled function added: (955)[FCA CF] Client dealing

  5. controlled function added: (954)[FCA CF] Client dealing

  6. controlled function added: (953)[FCA CF] Client dealing

  7. controlled function added: (952)[FCA CF] Manager of certification employee

  8. controlled function added: (951)[FCA CF] Client dealing

  9. controlled function added: (950)[FCA CF] Manager of certification employee

  10. controlled function added: (949)[FCA CF] Client dealing

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