Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (2 Jun 2008 to 19 Jan 2011)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (2 Jun 2008 to 19 Jan 2011)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF29 Significant management (1 Nov 2007 to 19 Jan 2011)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.