Date authorised
1 April 2013
Companies House
01592029
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    Canary Wharf
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034936310
  • Complaints Contact

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442077421455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Kelly

    IRN JAK01126

    • (264)[FCA CF] Client dealing (since 28 Feb 2024)
  • James Lane

    IRN JNL01027

    • (1745)[FCA CF] Client dealing (8 Jul 2024 to 18 Aug 2025)
  • James Lucas

    IRN JPL01076

    • (313)[FCA CF] Manager of certification employee (since 17 Apr 2025)
    • (312)[FCA CF] Client dealing (since 25 Feb 2025)
  • James McKerrow

    IRN JXM01657

    • (2594)CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • (2596)CF21 Investment Adviser (6 Dec 2004 to 31 Oct 2007)
    • (2595)CF26 Customer Trading (1 Dec 2001 to 6 Dec 2004)
  • James Michael Gresham Hyde

    IRN JMH01171

    • (512)CF30 Customer (1 Nov 2007 to 27 Jun 2008)
    • (513)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • James Michael Josephson

    IRN JMJ01043

    • (1392)CF30 Customer (1 Nov 2007 to 15 Jun 2008)
    • (1393)CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
  • James Mitford

    IRN JPM01185

    • (359)[FCA CF] Manager of certification employee (since 28 Feb 2024)
    • (358)[FCA CF] Client dealing (since 28 Feb 2024)
  • James Nathan Poulter

    IRN JNP01040

    • (1407)CF30 Customer (1 Nov 2007 to 12 Aug 2008)
    • (1408)CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
  • James Neill Morrison

    IRN JNM01063

    • (2220)[FCA CF] Manager of certification employee (12 Aug 2024 to 28 Dec 2025)
    • (2219)[FCA CF] Client dealing (17 Jan 2020 to 28 Dec 2025)
  • James Newman

    IRN JXN01092

    • (2481)CF30 Customer (29 Dec 2011 to 30 May 2014)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (968)[FCA CF] Client dealing

  2. controlled function added: (967)[FCA CF] Manager of certification employee

  3. controlled function added: (966)[FCA CF] Client dealing

  4. controlled function added: (965)[FCA CF] Client dealing

  5. controlled function added: (964)[FCA CF] Client dealing

  6. controlled function added: (963)[FCA CF] Manager of certification employee

  7. controlled function added: (962)[FCA CF] Client dealing

  8. controlled function added: (961)[FCA CF] Client dealing

  9. controlled function added: (960)[FCA CF] Client dealing

  10. controlled function added: (959)[FCA CF] Client dealing