James Neill Morrison

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Manager of certification employee (since 12 Mar 2026)
    • [FCA CF] Client dealing (since 29 Dec 2025)
    • [FCA CF] Material risk taker (since 29 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Dec 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (12 Aug 2024 to 28 Dec 2025)
    • [FCA CF] Client dealing (17 Jan 2020 to 28 Dec 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (12 Aug 2024 to 28 Dec 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (26 Nov 2018 to 28 Jun 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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