J.P. Morgan Markets Limited

FRN: 114031
Date authorised: 1 April 2013
Companies House: 01592029
Last scraped: 3 weeks ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

25 Bank Street

Canary Wharf

London

E14 5JP

UNITED KINGDOM

Phone

+442034936310

Web

https://www.jpmorgan.com/global
Complaints Contact

25 Bank Street

London

E14 5JP

UNITED KINGDOM

Phone

+4402034936310

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trade Settlement Routing

For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Electronic Trade Settlement

For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Philippe Darwiche
IRN PXD01551
- (1217)CF30 Customer (1 Nov 2007 to 6 Aug 2009)
- (1218)CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
Philippe Pierre Marie Vienot
IRN PXV01040
- (1587)CF30 Customer (1 Nov 2007 to 28 Feb 2009)
- (1588)CF21 Investment Adviser (2 Sep 2005 to 31 Oct 2007)
Philippe Pierre Rainham Ward
IRN PXW01327
- (175)CF21 Investment Adviser (6 Jun 2002 to 28 Feb 2005)
Phillip Michael Jenkins
IRN PMJ01023
- (710)CF30 Customer (1 Nov 2007 to 5 Jun 2008)
- (711)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Phivos Xanthopoulos
IRN PAX01000
- (1848)[FCA CF] Client dealing (28 Feb 2024 to 1 Feb 2026)
Piero De Angeli
IRN PXD01327
- (2478)CF30 Customer (2 Jun 2008 to 30 Dec 2009)
Pierre Alexis Voisin
IRN PAV01031
- (1042)CF30 Customer (15 Feb 2008 to 8 May 2008)
Pierre David Yves Vellin
IRN PDV01010
- (458)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
Pierre Maman
IRN PXM01982
- (2047)[FCA CF] Material risk taker (22 Feb 2021 to 8 Sep 2021)
- (2046)[FCA CF] Client dealing (22 Feb 2021 to 8 Sep 2021)
Pierre Morel
IRN PXM01406
- (2668)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2021)
- (2666)[FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
- (2667)[FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2021)
- (2665)CF30 Customer (12 Feb 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

3 weeks ago
controlled function added: (378)[FCA CF] Manager of certification employee
3 weeks ago
controlled function added: (377)[FCA CF] Client dealing
3 weeks ago
controlled function added: (376)[FCA CF] Manager of certification employee
3 weeks ago
controlled function added: (375)[FCA CF] Significant management
3 weeks ago
controlled function added: (374)[FCA CF] Manager of certification employee
3 weeks ago
controlled function added: (373)[FCA CF] Material risk taker
3 weeks ago
controlled function added: (372)[FCA CF] Client dealing
3 weeks ago
controlled function added: (371)[FCA CF] Client dealing
3 weeks ago
controlled function added: (370)[FCA CF] Manager of certification employee
3 weeks ago
controlled function added: (369)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.