Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Jun 2023)
    • [FCA CF] Manager of certification employee (13 Dec 2023 to 10 Feb 2025)
    • [FCA CF] Material risk taker (5 Sep 2023 to 31 Jul 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (28 Oct 2002 to 28 Oct 2002)
    • CF21 Investment Adviser (28 Oct 2002 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 7 Jun 2023)
    • [FCA CF] Manager of certification employee (13 Dec 2023 to 10 Feb 2025)
    • [FCA CF] Material risk taker (5 Sep 2023 to 31 Jul 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Oct 2002 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.