Date authorised
1 April 2013
Companies House
01592029
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    Canary Wharf
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034936310
  • Complaints Contact

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442077421455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Juan Reig Mascarell

    IRN JXR01287

    • (1027)SMF18 Other Overall Responsibility (since 4 Dec 2025)
    • (3415)[FCA CF] Material risk taker (16 Dec 2024 to 4 Dec 2025)
    • (3417)[FCA CF] Significant management (22 Apr 2022 to 4 Dec 2025)
    • (3414)[FCA CF] Client dealing (22 Apr 2022 to 4 Dec 2025)
    • (3416)[FCA CF] Manager of certification employee (22 Apr 2022 to 4 Dec 2025)
  • Juan de Lezica

    IRN JXD01904

    • (1981)CF30 Customer (10 Sep 2010 to 31 May 2011)
  • Judith D Albert

    IRN JDA01052

    • (1114)CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • (1115)CF29 Significant management (1 Nov 2007 to 13 Jun 2008)
    • (1117)CF17 Significant Mgt (Other Business Operations) (24 May 2007 to 31 Oct 2007)
    • (1116)CF21 Investment Adviser (23 Aug 2005 to 31 Oct 2007)
  • Juha Anjala

    IRN JMA01090

    • (377)[FCA CF] Client dealing (since 28 Feb 2024)
    • (378)[FCA CF] Manager of certification employee (since 28 Feb 2024)
    • (2613)CF21 Investment Adviser (11 Feb 2005 to 31 May 2005)
  • Juho Tuuliainen

    IRN JXT00815

    • (515)[FCA CF] Client dealing (since 21 Aug 2025)
  • Jules Heap

    IRN JEH01111

    • (1495)CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • Jules Pontini

    IRN JXP01015

    • (3081)[FCA CF] Client dealing (21 Aug 2024 to 1 Jan 2026)
  • Julia Livancic

    IRN JXL00836

    • (614)[FCA CF] Client dealing (since 28 Aug 2024)
  • Julia Louisa Dietz

    IRN JXD62645

    • (948)[FCA CF] Client dealing (since 28 Feb 2024)
    • (2851)[FCA CF] Manager of certification employee (1 Aug 2025 to 7 May 2026)
  • Julian Christopher Klink-Schremmer

    IRN JXK00830

    • (516)[FCA CF] Client dealing (since 20 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (978)[FCA CF] Client dealing

  2. controlled function added: (977)[FCA CF] Client dealing

  3. controlled function added: (976)[FCA CF] Manager of certification employee

  4. controlled function added: (975)[FCA CF] Client dealing

  5. controlled function added: (974)[FCA CF] Manager of certification employee

  6. controlled function added: (973)[FCA CF] Client dealing

  7. controlled function added: (972)[FCA CF] Manager of certification employee

  8. controlled function added: (971)[FCA CF] Client dealing

  9. controlled function added: (970)[FCA CF] Client dealing

  10. controlled function added: (969)[FCA CF] Client dealing