Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- SMF18 Other Overall Responsibility (since 4 Dec 2025)
- [FCA CF] Material risk taker (16 Dec 2024 to 4 Dec 2025)
- [FCA CF] Significant management (22 Apr 2022 to 4 Dec 2025)
- [FCA CF] Client dealing (22 Apr 2022 to 4 Dec 2025)
- [FCA CF] Manager of certification employee (22 Apr 2022 to 4 Dec 2025)
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JPMorgan Chase Bank, National Association
FRN 124491
- SMF22 Other Local Responsibility (since 4 Dec 2025)
- [FCA CF] Significant management (30 Jul 2018 to 4 Dec 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Dec 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Dec 2025)
- [FCA CF] Material risk taker (7 Mar 2016 to 4 Dec 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (11 Nov 2002 to 31 Oct 2007)
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J.P. Morgan Securities plc
FRN 155240
- SMF6 Head of Key Business Areas (since 4 Dec 2025)
- [FCA CF] Significant management (30 Jul 2018 to 4 Dec 2025)
- [FCA CF] Material risk taker (17 May 2017 to 4 Dec 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Dec 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Dec 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (11 Nov 2002 to 31 Oct 2007)
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J.P. Morgan SE
FRN 755066
- SMF22 Other Local Responsibility (since 4 Dec 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 22 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Sep 2020)
- CF30 Customer (2 Mar 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.