J.P. Morgan Markets Limited

Date authorised
1 April 2013
Companies House
01592029
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    Canary Wharf
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034936310
    Web
    https://www.jpmorgan.com/global

  • Complaints Contact

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442077421455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Alexander Leffler Anderson

    IRN JAA01100

    • (2359)CF30 Customer (7 May 2008 to 11 Dec 2008)
  • James Andrew Carter Pointon

    IRN JAP01209

    • (1619)CF30 Customer (1 Nov 2007 to 4 Jun 2008)
    • (1620)CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
  • James Andrew Lamb

    IRN JAL01117

    • (2781)CF30 Customer (1 Nov 2007 to 8 May 2008)
    • (2782)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • James Andrews

    IRN JXA01492

    • (116)CF30 Customer (1 Nov 2007 to 19 Feb 2009)
    • (117)CF26 Customer Trading (29 Jun 2007 to 31 Oct 2007)
  • James Anthony O'Neill

    IRN JAO01039

    • (14)CF30 Customer (1 Nov 2007 to 9 May 2008)
    • (15)CF21 Investment Adviser (7 Feb 2002 to 31 Oct 2007)
  • James Arthur Dixon

    IRN JAD01141

    • (2700)CF30 Customer (1 Nov 2007 to 2 May 2008)
    • (2701)CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)
  • James Austin Shuck

    IRN JAS01250

    • (2561)CF30 Customer (1 Nov 2007 to 2 May 2008)
    • (2562)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • James Banghart

    IRN JXB01990

    • (334)[FCA CF] Material risk taker (since 29 Oct 2024)
    • (333)[FCA CF] Client dealing (since 18 Nov 2021)
    • (336)[FCA CF] Significant management (since 18 Nov 2021)
    • (335)[FCA CF] Manager of certification employee (since 18 Nov 2021)
    • (2375)[FCA CF] Material risk taker (18 Nov 2021 to 31 Dec 2021)
  • James Bannister

    IRN JAB01226

    • (2771)CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • James Becker

    IRN JXB62322

    • (967)[FCA CF] Manager of certification employee (since 24 Feb 2025)
    • (966)[FCA CF] Client dealing (since 28 Feb 2024)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (978)[FCA CF] Client dealing

  2. controlled function added: (977)[FCA CF] Client dealing

  3. controlled function added: (976)[FCA CF] Manager of certification employee

  4. controlled function added: (975)[FCA CF] Client dealing

  5. controlled function added: (974)[FCA CF] Manager of certification employee

  6. controlled function added: (973)[FCA CF] Client dealing

  7. controlled function added: (972)[FCA CF] Manager of certification employee

  8. controlled function added: (971)[FCA CF] Client dealing

  9. controlled function added: (970)[FCA CF] Client dealing

  10. controlled function added: (969)[FCA CF] Client dealing

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