Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Bank StreetCanary WharfLondonE14 5JPUNITED KINGDOM- Phone
- +442034936310
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Complaints Contact
25 Bank StreetLondonE14 5JPUNITED KINGDOM- Phone
- +4402034936310
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trade Settlement Routing
For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Electronic Trade Settlement
For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas Michael Birkett
IRN NMB01066
- (1118)CF30 Customer (2 Jun 2008 to 28 Oct 2016)
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Nicholas Oosterhoff
IRN NXO00108
- (3060)[FCA CF] Client dealing (10 Mar 2025 to 6 Mar 2026)
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Nicholas Paul Bell
IRN NPB01039
- (929)CF30 Customer (1 Nov 2007 to 2 May 2008)
- (930)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Nicholas Paul Geoghegan
IRN NPG01017
- (1611)CF30 Customer (1 Nov 2007 to 12 Mar 2008)
- (1612)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Nicholas Peter Hawkins
IRN NPH01023
- (3016)CF30 Customer (1 Nov 2007 to 2 May 2008)
- (3017)CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
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Nicholas Ralphe Rogerson
IRN NRR01016
- (561)CF23 Corporate Finance Adviser (1 Dec 2001 to 7 Jun 2002)
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Nicholas Roy Woolnough
IRN NRW01045
- (75)CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
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Nicholas Trotter
IRN NXT00282
- (539)[FCA CF] Client dealing (since 28 May 2025)
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Nicholas William Planner
IRN NWP01014
- (784)CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- (785)CF26 Customer Trading (24 May 2006 to 31 Oct 2007)
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Nicholas Wills
IRN NGW01027
- (2565)CF30 Customer (2 Jun 2008 to 20 Apr 2010)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (798)[FCA CF] Client dealing
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controlled function added: (797)[FCA CF] Client dealing
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controlled function added: (796)[FCA CF] Client dealing
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controlled function added: (795)[FCA CF] Client dealing
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controlled function added: (794)[FCA CF] Client dealing
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controlled function added: (793)[FCA CF] Client dealing
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controlled function added: (792)[FCA CF] Client dealing
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controlled function added: (791)[FCA CF] Client dealing
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controlled function added: (790)[FCA CF] Client dealing
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controlled function added: (789)[FCA CF] Client dealing