Nicholas Wills

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 24 Nov 2025)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- [FCA CF] Manager of certification employee (6 Apr 2017 to 30 Jun 2021)
- [FCA CF] Material risk taker (8 Nov 2016 to 30 Jun 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 2 Jul 2024)
- CF30 Customer (10 Jun 2010 to 6 Mar 2016)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (2 Jun 2008 to 20 Apr 2010)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 20 Apr 2010)
- CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 20 Apr 2010)
- CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.