J.P. Morgan Markets Limited

Date authorised
1 April 2013
Companies House
01592029
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    Canary Wharf
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034936310
    Web
    https://www.jpmorgan.com/global

  • Complaints Contact

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442077421455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian James Lincoln

    IRN IJL01023

    • (1020)CF26 Customer Trading (1 Dec 2001 to 31 Oct 2003)
  • Ian Keenan

    IRN IXK01124

    • (834)CF30 Customer (1 Nov 2007 to 9 May 2008)
    • (836)CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
    • (835)CF26 Customer Trading (12 Jun 2006 to 26 Jun 2006)
  • Ian Mizrahi

    IRN IXM01286

    • (970)CF30 Customer (1 Nov 2007 to 1 May 2008)
    • (971)CF21 Investment Adviser (23 Apr 2007 to 31 Oct 2007)
  • Ian Robert Lyall

    IRN IRL01008

    • (338)CF11 Money Laundering Reporting (11 Jun 2008 to 1 Jul 2014)
  • Ian Roddam Charles Burn

    IRN IRB01023

    • (3055)CF29 Significant management (1 Nov 2007 to 2 May 2008)
    • (3054)CF30 Customer (1 Nov 2007 to 2 May 2008)
    • (3056)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (3057)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Ian Royle

    IRN IXR45728

    • (2908)[FCA CF] Significant management (19 Aug 2020 to 28 May 2021)
    • (2907)[FCA CF] Material risk taker (19 Aug 2020 to 28 May 2021)
  • Ian Stuart Thomas

    IRN IST01009

    • (1474)CF30 Customer (1 Nov 2007 to 29 May 2008)
    • (1475)CF26 Customer Trading (21 Sep 2007 to 31 Oct 2007)
  • Iason Kepaptsoglou

    IRN IXK01147

    • (2075)CF30 Customer (8 Jan 2008 to 15 May 2008)
  • Ibrahim Maged Dessouki

    IRN IMD01021

    • (1589)CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • (1591)CF21 Investment Adviser (22 Sep 2004 to 31 Oct 2007)
    • (1590)CF26 Customer Trading (24 Aug 2004 to 22 Sep 2004)
  • Idriss Moulaï

    IRN IXM00330

    • (588)[FCA CF] Client dealing (since 1 Nov 2024)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1018)SMF3 Executive Director

  2. controlled function added: (1017)SMF4 Chief Risk

  3. controlled function added: (1016)SMF24 Chief Operations

  4. controlled function added: (1015)[FCA CF] Manager of certification employee

  5. controlled function added: (1014)SMF16 Compliance Oversight

  6. controlled function added: (1013)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (1012)[FCA CF] Manager of certification employee

  8. controlled function added: (1011)[FCA CF] Client dealing

  9. controlled function added: (1010)SMF1 Chief Executive

  10. controlled function added: (1009)SMF3 Executive Director

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