Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2021)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (19 Aug 2020 to 28 May 2021)
    • [FCA CF] Significant management (19 Aug 2020 to 28 May 2021)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Significant management (19 Aug 2020 to 28 May 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (15 Dec 2016 to 28 May 2021)
    • [FCA CF] Significant management (1 Nov 2016 to 28 May 2021)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (15 Dec 2016 to 28 May 2021)
    • [FCA CF] Significant management (1 Nov 2016 to 28 May 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (15 Dec 2016 to 28 May 2021)
    • [FCA CF] Significant management (1 Nov 2016 to 28 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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