J.P. Morgan Investment Management Inc
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
270 Park AveNew YorkNY10017-2014UNITED STATES OF AMERICA- Phone
- +18003431113
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Complaints Contact
J P Morgan, 60 Victoria EmbankmentLondonCity Of LondonEC4Y 0JPUNITED KINGDOM- Phone
- +440800204020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew LeBlanc
IRN MXL00602
- [FCA CF] Manager of certification employee (since 8 Dec 2023)
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Mattia Giammarusto
IRN MXG35188
- [FCA CF] Client dealing (since 11 Feb 2020)
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Mawuse Ami Doe
IRN MAD01206
- [FCA CF] Client dealing (since 8 Jan 2021)
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Maximilian Martin Knof
IRN MXK01267
- CF30 Customer (16 Jun 2009 to 30 Sep 2012)
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Mayur Patel
IRN MXP22972
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (4 Nov 2019 to 8 Dec 2019)
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Michael Andrew Jackson
IRN MAJ01046
- CF26 Customer Trading (1 Dec 2001 to 8 Jan 2003)
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Michael Barakos
IRN MXB01764
- [FCA CF] Manager of certification employee (since 22 Sep 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (20 Feb 2014 to 8 Dec 2019)
- CF27 Investment Management (22 Oct 2002 to 31 Oct 2007)
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Michael Bell
IRN MXB01216
- [FCA CF] Manager of certification employee (28 Feb 2024 to 10 Jun 2025)
- [FCA CF] Client dealing (25 Sep 2023 to 10 Jun 2025)
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Michael Cyril Murray Wilson
IRN MCW01049
- CF29 Significant management (1 Nov 2007 to 21 Jul 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (17 Aug 2007 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
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Michael Feser
IRN MXF01114
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.