J.P. Morgan Investment Management Inc

Date authorised
1 April 2013
Companies House
FC012906
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    270 Park Ave
    New York
    NY
    10017-2014
    UNITED STATES OF AMERICA
    Phone
    +18003431113
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew LeBlanc

    IRN MXL00602

    • [FCA CF] Manager of certification employee (since 8 Dec 2023)
  • Mattia Giammarusto

    IRN MXG35188

    • [FCA CF] Client dealing (since 11 Feb 2020)
  • Mawuse Ami Doe

    IRN MAD01206

    • [FCA CF] Client dealing (since 8 Jan 2021)
  • Maximilian Martin Knof

    IRN MXK01267

    • CF30 Customer (16 Jun 2009 to 30 Sep 2012)
  • Mayur Patel

    IRN MXP22972

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
  • Michael Andrew Jackson

    IRN MAJ01046

    • CF26 Customer Trading (1 Dec 2001 to 8 Jan 2003)
  • Michael Barakos

    IRN MXB01764

    • [FCA CF] Manager of certification employee (since 22 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Feb 2014 to 8 Dec 2019)
    • CF27 Investment Management (22 Oct 2002 to 31 Oct 2007)
  • Michael Bell

    IRN MXB01216

    • [FCA CF] Manager of certification employee (28 Feb 2024 to 10 Jun 2025)
    • [FCA CF] Client dealing (25 Sep 2023 to 10 Jun 2025)
  • Michael Cyril Murray Wilson

    IRN MCW01049

    • CF29 Significant management (1 Nov 2007 to 21 Jul 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Aug 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
  • Michael Feser

    IRN MXF01114

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.