Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 22 Sep 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (20 Feb 2014 to 8 Dec 2019)
- CF27 Investment Management (22 Oct 2002 to 31 Oct 2007)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 22 Sep 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 24 Oct 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (22 Oct 2002 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (11 Mar 2019 to 30 Sep 2022)
- [FCA CF] Material risk taker (18 Jan 2017 to 30 Sep 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2022)
- CF30 Customer (1 Nov 2007 to 20 Dec 2009)
- CF27 Investment Management (22 Oct 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.