J.P. Morgan Investment Management Inc

• Principal Place of Business

  270 Park Ave

  New York

  NY

  10017-2014

  UNITED STATES OF AMERICA

  Phone

  +18003431113

  Web

  https://am.jpmorgan.com/gb/en/asset-management/gim/welcome

• Complaints Contact

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Khalid Laghroubi

  IRN KXL00148

  • [FCA CF] Client dealing (25 May 2021 to 4 Aug 2021)
• Kien Khan Kwan

  IRN KKK01012

  • CF30 Customer (25 Sep 2009 to 15 Jun 2010)
• Kim Hutchinson

  IRN KAH01125

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Mar 2018 to 8 Dec 2019)
• Komal Dhillon

  IRN KXD01286

  • [FCA CF] Client dealing (12 Feb 2024 to 20 Dec 2024)
  • CF30 Customer (25 Oct 2018 to 8 Dec 2019)
• Krishan Parekh

  IRN KXP75502

  • [FCA CF] Client dealing (since 9 Jul 2024)
• Kristiaan Franciscus Gommeren

  IRN KXG01095

  • CF27 Investment Management (1 Dec 2001 to 3 Oct 2002)
• Kristian West

  IRN KXW01158

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2021)
  • CF30 Customer (23 Jan 2008 to 8 Dec 2019)
• Kumari Rekha Sharma

  IRN KRS01073

  • CF30 Customer (22 Dec 2008 to 19 Mar 2010)
• Kush Purohit

  IRN KXP73724

  • [FCA CF] Client dealing (since 7 Apr 2020)
• Kyle Williams

  IRN KXW01478

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Feb 2014 to 8 Dec 2019)

No changes recorded yet.