Kristian West

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • SMF18 Other Overall Responsibility (22 Feb 2020 to 22 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2020)
    • CF30 Customer (23 Jan 2008 to 8 Dec 2019)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Oct 2021)
    • CF30 Customer (23 Jan 2008 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (18 Jan 2017 to 21 Oct 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Oct 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Oct 2021)
    • CF30 Customer (23 Jan 2008 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (25 Oct 2004 to 22 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.