J.P. Morgan Investment Management Inc

Date authorised
1 April 2013
Companies House
FC012906
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    270 Park Ave
    New York
    NY
    10017-2014
    UNITED STATES OF AMERICA
    Phone
    +18003431113
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Butler

    IRN IRB01046

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Nov 2008 to 20 Dec 2009)
  • Ian Crossman

    IRN IAC01015

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 May 2014 to 8 Dec 2019)
  • Ian David Paczek

    IRN IDP01017

    • CF27 Investment Management (1 Dec 2001 to 23 Apr 2004)
  • Ian Green

    IRN IMG01050

    • [FCA CF] Manager of certification employee (since 2 Dec 2025)
  • Ian James Brown

    IRN IJB01028

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
  • Ian Ramsay Henderson

    IRN IRH01037

    • CF30 Customer (1 Nov 2007 to 31 Mar 2013)
    • CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
  • Ido Eisenberg

    IRN IXE01034

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 Mar 2006 to 31 Oct 2007)
  • Ijeoma Daisy Agboti

    IRN IDA01008

    • CF30 Customer (10 Nov 2010 to 31 May 2012)
  • Imran Zaheer Ahmad

    IRN IZA01000

    • CF30 Customer (31 Jan 2013 to 15 Jul 2016)
  • Ina Chicu

    IRN IXC00207

    • [FCA CF] Client dealing (since 10 Feb 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.