J.P. Morgan Investment Management Inc

Date authorised
1 April 2013
Companies House
FC012906
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    270 Park Ave
    New York
    NY
    10017-2014
    UNITED STATES OF AMERICA
    Phone
    +18003431113
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chloe Conway

    IRN CXC00984

    • [FCA CF] Client dealing (since 21 Oct 2025)
  • Chris Swanepoel

    IRN CXS01191

    • CF27 Investment Management (1 Dec 2001 to 9 Apr 2004)
  • Christian Erasmus Chytræus Storm Elsmark

    IRN CEE01005

    • CF27 Investment Management (1 Dec 2001 to 12 Sep 2002)
  • Christian Hugo Frenes

    IRN CHF01003

    • CF27 Investment Management (1 Dec 2001 to 14 Mar 2003)
  • Christian Pecher

    IRN CXP01118

    • [FCA CF] Client dealing (since 20 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 3 Jun 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Christian Preussner

    IRN CXP01955

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2021)
    • CF30 Customer (4 Jun 2018 to 8 Dec 2019)
  • Christine Spencer

    IRN CXS00972

    • [FCA CF] Client dealing (since 27 Jan 2025)
  • Christopher Clasen

    IRN CXC01391

    • CF26 Customer Trading (10 Dec 2002 to 10 Nov 2003)
  • Christopher Complin

    IRN CXC01157

    • CF30 Customer (1 Nov 2007 to 16 Mar 2009)
    • CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
  • Christopher John Alston Morrell

    IRN CJM01242

    • CF30 Customer (1 Nov 2007 to 12 Feb 2010)
    • CF27 Investment Management (21 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

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