J.P. Morgan Investment Management Inc
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
270 Park AveNew YorkNY10017-2014UNITED STATES OF AMERICA- Phone
- +18003431113
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Complaints Contact
J P Morgan, 60 Victoria EmbankmentLondonCity Of LondonEC4Y 0JPUNITED KINGDOM- Phone
- +440800204020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Chloe Conway
IRN CXC00984
- [FCA CF] Client dealing (since 21 Oct 2025)
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Chris Swanepoel
IRN CXS01191
- CF27 Investment Management (1 Dec 2001 to 9 Apr 2004)
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Christian Erasmus Chytræus Storm Elsmark
IRN CEE01005
- CF27 Investment Management (1 Dec 2001 to 12 Sep 2002)
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Christian Hugo Frenes
IRN CHF01003
- CF27 Investment Management (1 Dec 2001 to 14 Mar 2003)
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Christian Pecher
IRN CXP01118
- [FCA CF] Client dealing (since 20 Oct 2023)
- CF30 Customer (1 Nov 2007 to 3 Jun 2016)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Christian Preussner
IRN CXP01955
- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2021)
- CF30 Customer (4 Jun 2018 to 8 Dec 2019)
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Christine Spencer
IRN CXS00972
- [FCA CF] Client dealing (since 27 Jan 2025)
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Christopher Clasen
IRN CXC01391
- CF26 Customer Trading (10 Dec 2002 to 10 Nov 2003)
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Christopher Complin
IRN CXC01157
- CF30 Customer (1 Nov 2007 to 16 Mar 2009)
- CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
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Christopher John Alston Morrell
IRN CJM01242
- CF30 Customer (1 Nov 2007 to 12 Feb 2010)
- CF27 Investment Management (21 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.