J.P. Morgan Europe Limited

Date authorised
3 July 2013
Companies House
00938937
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034931949
    Web
    https://www.chase.co.uk/gb/en/

  • Complaints Contact

    25 Bank Street
    -
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442034931949

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Retail Fund Guardian

  • Specialist Fund Guardian

  • Private Fund Guardian

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Consumer Loans

  • Loan Servicing

  • Digital Money

    For Retail (Investment), Professional, Eligible Counterparty, Issuing Electronic Money

  • Investment Setup

    For Retail (Non-Investment Insurance), Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Personal pension scheme, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Andrew Breuer

    IRN MAB01167

    • (1392)CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
  • Mark Andrew Ridley

    IRN MAR01220

    • (1886)CF30 Customer (1 Nov 2007 to 28 Apr 2008)
    • (1887)CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
  • Mark Andrew Rogerson

    IRN MAR01131

    • (1958)CF26 Customer Trading (1 Dec 2001 to 8 Aug 2005)
  • Mark Anthony McLornan

    IRN MAM01106

    • (3543)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
  • Mark Antony Bayley

    IRN MAB01183

    • (942)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • Mark Bedford Corbett

    IRN MXC01361

    • (93)CF27 Investment Management (28 Aug 2002 to 31 Mar 2003)
    • (94)CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
  • Mark Bratt

    IRN MFB01093

    • (2295)[FCA CF] CASS oversight function (7 Mar 2016 to 7 Dec 2020)
    • (2294)CF10a CASS Oversight function (12 Jun 2014 to 6 Mar 2016)
  • Mark David Abrahams

    IRN MDA01032

    • (1407)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • Mark David Alan Tidy

    IRN MDT01036

    • (1356)CF30 Customer (28 Jul 2011 to 6 Mar 2016)
    • (1357)CF21 Investment Adviser (17 Oct 2005 to 12 Jun 2006)
  • Mark Downing

    IRN MND01010

    • (2724)CF30 Customer (1 Nov 2007 to 15 Dec 2008)
    • (2725)CF21 Investment Adviser (15 Aug 2006 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3828)CF21 Investment Adviser

  2. controlled function added: (3827)CF21 Investment Adviser

  3. controlled function added: (3826)CF21 Investment Adviser

  4. controlled function added: (3825)CF21 Investment Adviser

  5. controlled function added: (3824)CF21 Investment Adviser

  6. controlled function added: (3823)CF21 Investment Adviser

  7. controlled function added: (3822)CF1 Director

  8. controlled function added: (3821)CF16 Significant Mgt (Desgntd Investment Business)

  9. controlled function added: (3820)CF21 Investment Adviser

  10. controlled function added: (3819)CF29 Significant management

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