Jordan International Bank Plc

• Principal Place of Business

  Jordan International Bank plc

  Almack House 26-28

  King Street

  London

  Westminster

  SW1Y 6QW

  UNITED KINGDOM

  Phone

  +4402031440200

  Web

  https://www.jordanbank.co.uk

• Complaints Contact

  Jordan International Bank plc

  Almack House 26-28

  King Street

  London

  Westminster

  SW1Y 6QW

  UNITED KINGDOM

  Phone

  +4402031440200

• Bank Deposits

  For All, Deposit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Islamic Mortgage Admin

  For Customer, Home purchase plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Islamic Mortgage Advice

  For Customer, Home purchase plans

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Islamic Mortgage Arranging

  For Customer, Home purchase plans

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Debenture, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Islamic Mortgage Provider

  For Customer, Home purchase plans

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Colvin

  IRN DXC01727

  • CF10 Compliance Oversight (8 Nov 2006 to 19 Sep 2008)
  • CF1 Director (1 Mar 2005 to 9 Dec 2010)
• David Gates

  IRN DXG01162

  • CF28 Systems and controls (8 Apr 2009 to 9 Dec 2010)
  • CF1 Director (13 Sep 2007 to 9 Dec 2010)
  • CF8 Apportionment and Oversight (8 Sep 2006 to 1 Sep 2007)
  • CF3 Chief Executive (8 Sep 2006 to 1 Sep 2007)
• David Ian Stewart

  IRN DIS01024

  • SMF11 Chair of the Audit Committee (since 4 Apr 2024)
  • Director of firm who is not a certification employee or a SMF manager (2 Jul 2023 to 4 Apr 2024)
• David John Lavers

  IRN DJL01179

  • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • [FCA CF] Proprietary trader (since 7 Mar 2016)
  • [FCA CF] Significant management (since 7 Mar 2016)
  • [PRA CF] Managing a material risk taker (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • SMF18 Other Overall Responsibility (7 Mar 2016 to 7 Mar 2019)
  • CF29 Significant management (12 Jan 2016 to 6 Mar 2016)
  • CF30 Customer (9 Feb 2011 to 6 Mar 2016)
• David Marshall

  IRN DXM01957

  • CF11 Money Laundering Reporting (13 Nov 2006 to 28 Jun 2007)
• David Sowerby

  IRN DXS01419

  • CF15 Internal Audit (1 Dec 2001 to 30 Jun 2003)
• Donna Marie Thornal

  IRN DMT01120

  • CF11 Money Laundering Reporting (15 Sep 2014 to 31 Oct 2014)
  • CF10 Compliance Oversight (15 Sep 2014 to 31 Oct 2014)
• Emma Louise Holton

  IRN ELH01016

  • CF30 Customer (1 Nov 2007 to 29 Jan 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Erwin Michael Floro Tadiar

  IRN EMT01040

  • SMF5 Head of Internal Audit (28 Nov 2016 to 30 Jun 2023)
• Eswaraj Ranil Perera

  IRN ERP01009

  • CF11 Money Laundering Reporting (12 Oct 2007 to 29 Aug 2008)

No changes recorded yet.