David Marshall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Bank of East Asia, Limited
FRN 204628
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2024)
NIBC Bank N.V (no longer approved here)
FRN 978113
- SMF16 Compliance Oversight (24 Aug 2023 to 27 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Aug 2023 to 27 Oct 2023)
Jordan International Bank Plc (no longer approved here)
FRN 183722
- CF11 Money Laundering Reporting (13 Nov 2006 to 28 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.