Date authorised
1 April 2013
Companies House
SC063352
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Alliance Centre
    Greenwell Road
    East Tullos Industrial Estate
    Aberdeen
    Aberdeenshire
    AB12 3AX
    UNITED KINGDOM
    Phone
    +441224407407
  • Complaints Contact

    Alliance Centre
    Greenwell Road
    East Tullos Industrial Estate
    Aberdeen
    Aberdeenshire
    AB12 3AX
    UNITED KINGDOM
    Phone
    +441224407407

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · The firm is limited to credit broking as a supplier of goods or services (other than a domestic premises supplier) carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer (who need not be the borrower under the credit agreement or the hirer under the consumer hire agreement) and, unless the firm is a not-for profit body, under which the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 2 limitations
    • · This permission is limited to debt adjusting in relation to motor finance
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling in relation to motor finance
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John George William Sampson

    IRN JGS01135

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2022)
    • CF10 Compliance Oversight (12 Jan 2016 to 8 Dec 2019)
  • John Hunter Somerville Clark

    IRN JHC01146

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (4 Nov 2014 to 8 Dec 2019)
  • Jonathan Paul Inman

    IRN JXI25390

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (AR) (since 5 Dec 2019)
  • Martin Howard Shaw

    IRN MHS01056

    • CF1 Director (AR) (12 Dec 2006 to 4 Aug 2014)
  • Paul Stephen Lanni

    IRN PXL25214

    • [FCA CF] Significant management (9 Dec 2019 to 29 Feb 2024)
    • CF1 Director (AR) (3 Dec 2019 to 31 Mar 2024)
  • Richard Stanley North

    IRN RSN01014

    • CF1 Director (AR) (14 Jan 2005 to 1 Oct 2006)
  • Sharon McGuinness

    IRN SXM00908

    • SMF16 Compliance Oversight (since 11 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.