Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JOHN CLARK (ABERDEEN) LIMITED (no longer approved here)

    FRN 311384

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
    • CF10 Compliance Oversight (12 Jan 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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