JEFFERIES INTERNATIONAL LIMITED

• Principal Place of Business

  100 Bishopsgate

  London

  EC2N 4JL

  UNITED KINGDOM

  Phone

  +442070298000

  Web

  https://www.jefferies.com

• Complaints Contact

  100 Bishopsgate

  London

  EC2N 4JL

  UNITED KINGDOM

  Phone

  +442070298000

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Claudio Raimondo Armando Pinto

  IRN CXP01133

  • [FCA CF] Client dealing (1 Feb 2021 to 31 May 2021)
  • [FCA CF] Material risk taker (1 Feb 2021 to 31 May 2021)
  • [FCA CF] Significant management (1 Feb 2021 to 31 May 2021)
  • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 May 2021)
  • CF30 Customer (4 Sep 2009 to 1 Feb 2012)
• Clemens Roland Habsburg-Lothringen

  IRN CRH01136

  • [FCA CF] Client dealing (1 Feb 2021 to 30 Apr 2021)
  • CF30 Customer (9 Jan 2018 to 8 Dec 2019)
• Clement Thomas Boucher

  IRN CTB01030

  • [FCA CF] Client dealing (1 Feb 2021 to 31 Jan 2022)
  • CF30 Customer (2 Feb 2017 to 8 Dec 2019)
• Clifford Alan Siegel

  IRN CAS01077

  • CF30 Customer (1 Nov 2007 to 10 Jan 2008)
  • CF1 Director (1 Dec 2001 to 10 Jan 2008)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 17 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Clive Richard Hollick

  IRN CRH01109

  • CF30 Customer (28 Jan 2011 to 30 Jun 2016)
• Cole Duncan Hathorn

  IRN CDH01102

  • [FCA CF] Manager of certification employee (since 29 Aug 2023)
  • [FCA CF] Client dealing (since 1 Feb 2021)
  • [FCA CF] Manager of certification employee (1 Feb 2021 to 2 Jun 2023)
  • CF30 Customer (18 Jul 2014 to 4 Mar 2016)
• Colin Fraser Bugler

  IRN CFB01013

  • CF30 Customer (18 Mar 2013 to 15 Nov 2016)
• Colin Jacob Mooney

  IRN CXM00820

  • [FCA CF] Client dealing (29 Aug 2024 to 3 Apr 2026)
• Colin Peter White

  IRN CPW01111

  • [FCA CF] Client dealing (1 Feb 2021 to 11 Feb 2022)
  • CF30 Customer (6 May 2016 to 8 Dec 2019)
• Connie Liu

  IRN CXL00227

  • [FCA CF] Client dealing (1 Oct 2021 to 30 May 2023)

No changes recorded yet.