Clifford Alan Siegel

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited

    FRN 190412

    • [FCA CF] Client dealing (since 1 Jun 2025)
    • CF1 Director (11 May 2016 to 22 Nov 2019)
    • CF30 Customer (11 May 2016 to 8 Dec 2019)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (226)[FCA CF] Client dealing (9 Dec 2020 to 1 Jun 2025)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 10 Jan 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 17 Oct 2007)
    • CF1 Director (1 Dec 2001 to 10 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (226)[FCA CF] Client dealing at STIFEL EUROPE LIMITED