Date authorised
1 April 2013
Companies House
01978621
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000
  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Lloyd Hose

    IRN MLH01086

    • (176)[FCA CF] Manager of certification employee (since 3 Nov 2022)
    • (175)[FCA CF] Client dealing (since 1 Feb 2021)
    • (1257)[FCA CF] Manager of certification employee (1 Feb 2021 to 29 Apr 2022)
    • (1256)CF30 Customer (26 Mar 2015 to 8 Dec 2019)
  • Matthew Richard Lambourne

    IRN MRL01121

    • (158)CF30 Customer (28 Aug 2012 to 28 Jun 2013)
  • Matthew Robert Edwards

    IRN MRE01019

    • (2020)CF30 Customer (8 Oct 2010 to 7 Mar 2013)
  • Matthew Robert Hesterberg

    IRN MRH01223

    • (187)CF30 Customer (24 Jul 2009 to 20 Feb 2010)
  • Matthew Rosedale

    IRN MXR01836

    • (156)[FCA CF] Significant management (since 1 Feb 2021)
    • (155)[FCA CF] Client dealing (since 1 Feb 2021)
    • (2436)[FCA CF] Manager of certification employee (1 Feb 2021 to 26 Nov 2021)
    • (2435)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • (2434)CF30 Customer (26 Jan 2018 to 8 Dec 2019)
  • Matthew Ryan Ovens

    IRN MRO01039

    • (1851)[FCA CF] Client dealing (1 Jun 2021 to 1 Aug 2025)
  • Matthew Shawn Reynolds

    IRN MXR00614

    • (840)[FCA CF] Client dealing (26 Sep 2022 to 19 Jun 2024)
  • Matthew Spurr

    IRN MXS02726

    • (154)CF30 Customer (23 Jun 2010 to 12 Jan 2012)
  • Matthew Stubbs

    IRN MLS01106

    • (2421)[FCA CF] Client dealing (7 Dec 2022 to 19 Apr 2023)
    • (2422)[FCA CF] Material risk taker (7 Dec 2022 to 19 Apr 2023)
    • (2423)[FCA CF] Significant management (7 Dec 2022 to 19 Apr 2023)
  • Matthew Travis Bunkowski

    IRN MTB01058

    • (388)CF21 Investment Adviser (21 Jul 2004 to 28 Dec 2006)

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Jefferies Hoare Govett

  2. controlled function added: (904)SMF18 Other Overall Responsibility

  3. controlled function added: (903)SMF18 Other Overall Responsibility

  4. controlled function added: (902)SMF18 Other Overall Responsibility

  5. controlled function added: (901)SMF9 Chair of the Governing Body

  6. controlled function added: (900)SMF13 Chair of the Nominations Committee

  7. controlled function added: (899)SMF18 Other Overall Responsibility

  8. controlled function added: (898)SMF10 Chair of the Risk Committee

  9. controlled function added: (897)SMF1 Chief Executive

  10. controlled function added: (896)SMF3 Executive Director