Matthew Stubbs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Significant management (7 Dec 2022 to 19 Apr 2023)
    • [FCA CF] Client dealing (7 Dec 2022 to 19 Apr 2023)
    • [FCA CF] Material risk taker (7 Dec 2022 to 19 Apr 2023)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 27 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Jul 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Jul 2022)
    • CF30 Customer (30 Mar 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.