Date authorised
1 April 2013
Companies House
01978621
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000
  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marion Pascale Guilbert

    IRN MXG01231

    • (408)[FCA CF] Manager of certification employee (since 24 Feb 2023)
    • (407)[FCA CF] Client dealing (since 1 Feb 2021)
    • (1686)CF30 Customer (2 Jul 2009 to 8 Dec 2019)
  • Marios Smailis

    IRN MXS00728

    • (1144)[FCA CF] Client dealing (8 Jul 2021 to 11 Nov 2022)
  • Mark Alan Fox

    IRN MAF01064

    • (672)CF30 Customer (13 May 2010 to 1 Sep 2011)
  • Mark Christopher Melville

    IRN MCM01119

    • (937)CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • (938)CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
  • Mark Collier

    IRN MEC01094

    • (218)[FCA CF] Client dealing (since 9 Jun 2022)
    • (219)[FCA CF] Material risk taker (since 9 Jun 2022)
    • (220)[FCA CF] Manager of certification employee (since 9 Jun 2022)
  • Mark David Cathcart

    IRN MDC01073

    • (598)CF30 Customer (15 Apr 2014 to 30 Aug 2019)
  • Mark David Chadwick

    IRN MDC01204

    • (19)CF30 Customer (24 Feb 2017 to 26 Sep 2019)
  • Mark Edward Ambrose

    IRN MEA01039

    • (2541)CF30 Customer (24 Dec 2010 to 8 Dec 2019)
  • Mark Edward Howden

    IRN MEH01059

    • (425)[FCA CF] Client dealing (since 1 Feb 2021)
    • (427)[FCA CF] Significant management (since 1 Feb 2021)
    • (426)[FCA CF] Manager of certification employee (since 1 Feb 2021)
    • (1904)[FCA CF] Material risk taker (1 Feb 2021 to 6 Dec 2023)
    • (1903)CF30 Customer (25 Jun 2016 to 8 Dec 2019)
  • Mark Edward James

    IRN MEJ01012

    • (430)[FCA CF] Manager of certification employee (since 1 Dec 2025)
    • (429)[FCA CF] Material risk taker (since 28 Oct 2025)
    • (431)[FCA CF] Significant management (since 1 Feb 2021)
    • (428)[FCA CF] Client dealing (since 1 Feb 2021)
    • (1953)[FCA CF] Manager of certification employee (1 Feb 2021 to 14 Nov 2023)
    • (1952)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • (1951)CF30 Customer (28 Feb 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (825)[FCA CF] Significant management

  2. controlled function added: (824)[FCA CF] Significant management

  3. controlled function added: (823)[FCA CF] Client dealing

  4. controlled function added: (822)[FCA CF] Client dealing

  5. controlled function added: (821)[FCA CF] Manager of certification employee

  6. controlled function added: (820)[FCA CF] Client dealing

  7. controlled function added: (819)[FCA CF] Client dealing

  8. controlled function added: (818)[FCA CF] Client dealing

  9. controlled function added: (817)[FCA CF] Client dealing

  10. controlled function added: (816)[FCA CF] Client dealing