Mark Edward James

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Manager of certification employee (since 1 Dec 2025)
    • [FCA CF] Material risk taker (since 28 Oct 2025)
    • [FCA CF] Significant management (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 14 Nov 2023)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • CF30 Customer (28 Feb 2012 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (30 Sep 2011 to 3 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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