Date authorised
1 April 2013
Companies House
01978621
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000
  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Brunninger

    IRN MXB01615

    • (460)CF30 Customer (3 Jun 2014 to 15 Jan 2016)
  • Martin Comtesse

    IRN MXC16968

    • (1996)[FCA CF] Client dealing (1 Feb 2021 to 31 Jan 2022)
    • (1997)[FCA CF] Manager of certification employee (1 Feb 2021 to 31 Jan 2022)
    • (1995)CF30 Customer (6 Jul 2019 to 8 Dec 2019)
  • Martin John Deboo

    IRN MJD01323

    • (877)[FCA CF] Client dealing (1 Feb 2021 to 1 Jun 2023)
    • (878)[FCA CF] Manager of certification employee (1 Feb 2021 to 1 Jun 2023)
    • (876)CF30 Customer (25 Feb 2014 to 8 Dec 2019)
  • Martin John Glen

    IRN MJG01165

    • (2072)CF21 Investment Adviser (21 Nov 2003 to 8 Apr 2005)
  • Martin Najdov

    IRN MXN29708

    • (867)[FCA CF] Client dealing (since 16 Jul 2025)
  • Martin Price

    IRN MGP01062

    • (798)[FCA CF] Client dealing (1 Feb 2021 to 29 Jul 2022)
    • (797)CF30 Customer (7 Oct 2019 to 8 Dec 2019)
  • Martin Rene Lucien Van Der Borght

    IRN MXV00242

    • (532)[FCA CF] Client dealing (since 19 Sep 2025)
  • Martin Stach

    IRN MXS02417

    • (238)CF30 Customer (30 Jun 2010 to 11 Jul 2012)
  • Martina Matouskova

    IRN MXM04096

    • (1806)[FCA CF] Client dealing (1 Feb 2021 to 16 Aug 2021)
    • (1805)CF30 Customer (14 Nov 2016 to 8 Dec 2019)
  • Martyn Nicholas

    IRN MAN01041

    • (382)[FCA CF] Client dealing (since 1 Feb 2021)
    • (1554)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • (1553)CF30 Customer (8 Aug 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (855)[FCA CF] Client dealing

  2. controlled function added: (854)[FCA CF] Client dealing

  3. controlled function added: (853)[FCA CF] Client dealing

  4. controlled function added: (852)[FCA CF] Client dealing

  5. controlled function added: (851)[FCA CF] Client dealing

  6. controlled function added: (850)[FCA CF] Significant management

  7. controlled function added: (849)[FCA CF] Client dealing

  8. controlled function added: (848)[FCA CF] Client dealing

  9. controlled function added: (847)[FCA CF] Client dealing

  10. controlled function added: (846)[FCA CF] Client dealing