JEFFERIES INTERNATIONAL LIMITED

FRN: 139253
Date authorised: 1 April 2013
Companies House: 01978621
Last scraped: 2 weeks ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

100 Bishopsgate

London

EC2N 4JL

UNITED KINGDOM

Phone

+442070298000

Web

https://www.jefferies.com
Complaints Contact

100 Bishopsgate

London

EC2N 4JL

UNITED KINGDOM

Phone

+442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Tsun Huen Yau
IRN TXY00041
- (1347)[FCA CF] Client dealing (13 Aug 2024 to 14 Sep 2025)
Tully McWhirter
IRN TXM01419
- (961)CF30 Customer (1 Dec 2015 to 7 Jul 2017)
Ulrich Wolfgang Rathe
IRN UWR01001
- (1500)[FCA CF] Client dealing (1 Feb 2021 to 30 Aug 2022)
- (1499)CF30 Customer (19 Jan 2011 to 8 Dec 2019)
Unnar Karl Jonsson
IRN UXJ00006
- (1330)[FCA CF] Client dealing (18 Sep 2024 to 11 Mar 2026)
Ursula Clara Uttamchandani
IRN UCS01002
- (479)CF30 Customer (27 Jan 2010 to 22 Aug 2011)
Uzoma Igboaka
IRN UGI01000
- (1269)[FCA CF] Algorithmic trading (11 Nov 2022 to 19 Dec 2024)
- (1273)[FCA CF] Significant management (11 Nov 2022 to 23 Sep 2025)
- (1272)[FCA CF] Manager of certification employee (11 Nov 2022 to 23 Sep 2025)
- (1270)[FCA CF] Client dealing (11 Sep 2020 to 23 Sep 2025)
- (1271)[FCA CF] Material risk taker (11 Sep 2020 to 23 Sep 2025)
Vaishnavi Shetty
IRN VXS00164
- (676)[FCA CF] Client dealing (since 4 Jun 2025)
Valentina Fregnani
IRN VXF00014
- (714)[FCA CF] Client dealing (6 Oct 2020 to 10 Dec 2020)
Valeria Bressan
IRN VXB00154
- (638)[FCA CF] Client dealing (since 12 Jan 2024)
Valerie Helene Grivoz
IRN VHG01003
- (471)CF21 Investment Adviser (12 Dec 2001 to 27 Aug 2002)

Recent activity

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (405)[FCA CF] Client dealing
2 weeks ago
controlled function added: (404)[FCA CF] Client dealing
2 weeks ago
controlled function added: (403)[FCA CF] Significant management
2 weeks ago
controlled function added: (402)[FCA CF] Manager of certification employee
2 weeks ago
controlled function added: (401)[FCA CF] Material risk taker
2 weeks ago
controlled function added: (400)[FCA CF] Client dealing
2 weeks ago
controlled function added: (399)[FCA CF] Manager of certification employee
2 weeks ago
controlled function added: (398)[FCA CF] Client dealing
2 weeks ago
controlled function added: (397)[FCA CF] Significant management
2 weeks ago
controlled function added: (396)[FCA CF] Manager of certification employee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.