Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
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Complaints Contact
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Retail (Investment), Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thomas Mathias Wissler
IRN TMW01073
- (196)CF30 Customer (23 Mar 2009 to 20 May 2009)
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Thomas Matthew Halton
IRN TMH01104
- (26)CF30 Customer (17 Jun 2016 to 6 Jul 2017)
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Thomas Michael McEneaney
IRN TXM00715
- (507)[FCA CF] Client dealing (since 19 Nov 2025)
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Thomas Mills
IRN TRM01046
- (198)[FCA CF] Manager of certification employee (since 1 Feb 2021)
- (197)[FCA CF] Client dealing (since 1 Feb 2021)
- (1332)CF30 Customer (24 Sep 2019 to 8 Dec 2019)
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Thomas Mordrelle
IRN TOM01005
- (1343)[FCA CF] Material risk taker (30 Dec 2019 to 31 Jan 2022)
- (1342)[FCA CF] Client dealing (30 Dec 2019 to 31 Jan 2022)
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Thomas Muoio
IRN TGM01014
- (2147)CF30 Customer (29 Nov 2011 to 12 Jan 2018)
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Thomas Oliver Craig Harris
IRN TOH01004
- (93)[FCA CF] Client dealing (since 1 Feb 2021)
- (2161)[FCA CF] Manager of certification employee (1 Feb 2021 to 1 Dec 2025)
- (2162)[FCA CF] Significant management (1 Feb 2021 to 1 Dec 2025)
- (2160)[FCA CF] Material risk taker (1 Feb 2021 to 1 Dec 2025)
- (2159)CF30 Customer (14 Feb 2012 to 8 Dec 2019)
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Thomas Peter Edward Gwynne Williams
IRN TPW01031
- (1229)CF30 Customer (17 Mar 2009 to 21 Jul 2014)
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Thomas Salomsen Solset
IRN TSS01025
- (774)CF21 Investment Adviser (22 Nov 2004 to 17 Mar 2006)
- (773)CF22 Investment Adviser (Trainee) (19 Aug 2004 to 22 Nov 2004)
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Thomas Schilling
IRN TXS01831
- (1887)[FCA CF] Client dealing (1 Feb 2021 to 21 Mar 2023)
- (1886)CF30 Customer (4 Dec 2019 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (415)[FCA CF] Client dealing
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controlled function added: (414)[FCA CF] Significant management
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controlled function added: (413)[FCA CF] Manager of certification employee
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controlled function added: (412)[FCA CF] Material risk taker
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controlled function added: (411)[FCA CF] Client dealing
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controlled function added: (410)[FCA CF] Manager of certification employee
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controlled function added: (409)[FCA CF] Client dealing
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controlled function added: (408)[FCA CF] Manager of certification employee
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controlled function added: (407)[FCA CF] Client dealing
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controlled function added: (406)[FCA CF] Client dealing