Thomas Muoio

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Proprietary trader (1 Aug 2023 to 24 May 2024)
    • [FCA CF] Significant management (16 Jan 2023 to 24 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2023 to 24 May 2024)
    • [FCA CF] Material risk taker (16 Jan 2023 to 24 May 2024)
    • [FCA CF] Client dealing (26 Jul 2022 to 24 May 2024)
    • [FCA CF] Manager of certification employee (26 Jul 2022 to 24 May 2024)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (29 Nov 2011 to 12 Jan 2018)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 3 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.