Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
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Complaints Contact
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Retail (Investment), Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thomas Stanford Lee Hollingsworth
IRN TSH01018
- (2204)CF30 Customer (13 Jan 2012 to 4 Oct 2012)
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Thomas Stephen Richard Conner
IRN TSC01025
- (770)CF30 Customer (22 Sep 2008 to 18 Dec 2008)
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Thomas William Field
IRN TWF01019
- (2371)[FCA CF] Client dealing (1 Feb 2021 to 31 Jan 2024)
- (2370)CF30 Customer (13 Mar 2019 to 8 Dec 2019)
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Thomas William Mortlock-Chapman
IRN TXM00699
- (511)[FCA CF] Client dealing (since 9 Oct 2025)
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Thorsten Borgschulze
IRN TXB01332
- (909)CF30 Customer (23 Apr 2012 to 16 Jul 2013)
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Thorsten Oliver Ackermann
IRN TXA01118
- (1137)[FCA CF] Client dealing (7 Dec 2022 to 14 Jun 2024)
- (1138)[FCA CF] Proprietary trader (7 Dec 2022 to 14 Jun 2024)
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Tiffany Paule Serfaty
IRN TXS03751
- (732)[FCA CF] Client dealing (since 5 Sep 2023)
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Timothy Alasdair Dacres Olivier
IRN TAO01023
- (232)[FCA CF] Material risk taker (since 19 Dec 2024)
- (231)[FCA CF] Client dealing (since 1 Feb 2021)
- (233)[FCA CF] Manager of certification employee (since 1 Feb 2021)
- (234)[FCA CF] Significant management (since 1 Feb 2021)
- (911)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (910)CF30 Customer (14 Nov 2013 to 8 Dec 2019)
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Timothy Alexander Lee
IRN TAL01054
- (2337)CF30 Customer (5 Jul 2010 to 30 Mar 2012)
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Timothy Edward Cronin
IRN TEC01040
- (104)CF3 Chief Executive (3 Aug 2016 to 22 Jul 2019)
- (105)CF1 Director (9 Nov 2011 to 22 Jul 2019)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (425)[FCA CF] Client dealing
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controlled function added: (424)[FCA CF] Client dealing
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controlled function added: (423)[FCA CF] Client dealing
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controlled function added: (422)[FCA CF] Client dealing
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controlled function added: (421)[FCA CF] Client dealing
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controlled function added: (420)[FCA CF] Significant management
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controlled function added: (419)[FCA CF] Manager of certification employee
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controlled function added: (418)[FCA CF] Client dealing
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controlled function added: (417)[FCA CF] Significant management
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controlled function added: (416)[FCA CF] Manager of certification employee