JEFFERIES INTERNATIONAL LIMITED

FRN: 139253
Date authorised: 1 April 2013
Companies House: 01978621
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

100 Bishopsgate

London

EC2N 4JL

UNITED KINGDOM

Phone

+442070298000

Web

https://www.jefferies.com
Complaints Contact

100 Bishopsgate

London

EC2N 4JL

UNITED KINGDOM

Phone

+442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Philip Alexander van der Burg
IRN PAV01026
- (301)CF30 Customer (1 Nov 2007 to 23 Sep 2010)
- (302)CF23 Corporate Finance Adviser (27 Oct 2006 to 31 Oct 2007)
Philip Charles Rutteman
IRN PCR01060
- (2043)[FCA CF] Client dealing (1 Feb 2021 to 17 Apr 2026)
- (2042)CF30 Customer (25 Sep 2014 to 8 Dec 2019)
Philip Charles Stuart Rowlatt
IRN PCR01033
- (1459)CF30 Customer (14 Jan 2014 to 26 Sep 2019)
Philip Graham Clausen-Thue
IRN PGC01094
- (41)[FCA CF] Client dealing (since 1 Feb 2021)
- (1870)CF30 Customer (6 Jul 2015 to 8 Dec 2019)
Philip John Hughes
IRN PJH01229
- (370)[FCA CF] Proprietary trader (since 1 Feb 2021)
- (369)[FCA CF] Client dealing (since 1 Feb 2021)
- (1514)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (1513)CF30 Customer (29 Oct 2018 to 8 Dec 2019)
Philip John Staunton Yates
IRN PJY01015
- (322)[FCA CF] Client dealing (since 21 Feb 2022)
- (1194)[FCA CF] Material risk taker (21 Feb 2022 to 2 Oct 2023)
Philip Martin Richard Kett
IRN PMK01069
- (34)[FCA CF] Manager of certification employee (since 15 Jul 2025)
- (33)[FCA CF] Client dealing (since 1 Feb 2021)
- (1857)[FCA CF] Manager of certification employee (1 Feb 2021 to 15 Jan 2025)
- (1856)CF30 Customer (23 Aug 2017 to 8 Dec 2019)
Philip Remer Vondersmith Shivers
IRN PRS01111
- (493)CF30 Customer (1 Nov 2007 to 5 Dec 2008)
- (495)CF1 Director (21 Mar 2002 to 6 Jan 2003)
- (494)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Philip Richard Noblet
IRN PRN01030
- (278)[FCA CF] Client dealing (since 1 Feb 2021)
- (280)[FCA CF] Significant management (since 1 Feb 2021)
- (279)[FCA CF] Manager of certification employee (since 1 Feb 2021)
- (1020)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (1019)CF30 Customer (11 Dec 2018 to 8 Dec 2019)
Philip Simpson
IRN PXS00331
- (785)[FCA CF] Client dealing (since 24 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (875)[FCA CF] Material risk taker
4 days ago
controlled function added: (874)[FCA CF] Client dealing
4 days ago
controlled function added: (873)[FCA CF] Client dealing
4 days ago
controlled function added: (872)[FCA CF] Client dealing
4 days ago
controlled function added: (871)[FCA CF] Client dealing
4 days ago
controlled function added: (870)[FCA CF] Client dealing
4 days ago
controlled function added: (869)[FCA CF] Client dealing
4 days ago
controlled function added: (868)[FCA CF] Client dealing
4 days ago
controlled function added: (867)[FCA CF] Client dealing
4 days ago
controlled function added: (866)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.