Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
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Complaints Contact
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +442070298000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Retail (Investment), Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Pekka David Johnson
IRN PDJ01050
- (69)[FCA CF] Client dealing (since 29 Mar 2022)
- (2022)[FCA CF] Client dealing (19 May 2021 to 28 Mar 2022)
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Peregrine Charles de Maistre Broadbent
IRN PCB01111
- (174)CF1 Director (11 Feb 2010 to 17 Dec 2010)
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Petar Petrovski
IRN PXP00121
- (1409)[FCA CF] Client dealing (19 Dec 2019 to 15 Aug 2021)
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Peter Andreas Kollensperger
IRN PAK01087
- (229)CF30 Customer (7 Dec 2007 to 21 Aug 2009)
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Peter Anthony John Saunders
IRN PAS01166
- (1611)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (1610)[FCA CF] Client dealing (1 Feb 2021 to 31 Jan 2024)
- (1609)[FCA CF] Algorithmic trading (1 Feb 2021 to 31 Jan 2024)
- (1607)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- (1608)CF21 Investment Adviser (13 Jun 2006 to 31 Oct 2007)
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Peter Ard
IRN PXA00028
- (2594)SMF18 Other Overall Responsibility (13 Jan 2021 to 31 Jul 2022)
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Peter Argerakis
IRN PXA01293
- (2392)[FCA CF] Material risk taker (1 Feb 2021 to 3 Dec 2021)
- (2391)[FCA CF] Client dealing (1 Feb 2021 to 3 Dec 2021)
- (2390)CF30 Customer (24 Nov 2017 to 8 Dec 2019)
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Peter Blandford
IRN PXB01325
- (1777)CF30 Customer (26 May 2011 to 1 Feb 2013)
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Peter Charles Forlenza
IRN PCF01015
- (2591)SMF3 Executive Director (18 Feb 2020 to 30 Nov 2022)
- (2592)CF30 Customer (13 Jun 2019 to 8 Dec 2019)
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Peter Denys
IRN PXD91301
- (886)SMF5 Head of Internal Audit (since 18 Jul 2025)
- (2506)[FCA CF] Significant management (2 May 2025 to 19 Jul 2025)
- (2505)[FCA CF] Material risk taker (2 May 2025 to 19 Jul 2025)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (885)SMF2 Chief Finance
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controlled function added: (884)SMF4 Chief Risk
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controlled function added: (883)[FCA CF] Client dealing
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controlled function added: (882)[FCA CF] Client dealing
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controlled function added: (881)[FCA CF] Client dealing
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controlled function added: (880)[FCA CF] Client dealing
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controlled function added: (879)[FCA CF] Client dealing
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controlled function added: (878)[FCA CF] Client dealing
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controlled function added: (877)[FCA CF] Significant management
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controlled function added: (876)[FCA CF] Manager of certification employee