Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Mar 2022)
    • [FCA CF] Client dealing (19 May 2021 to 28 Mar 2022)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (15 May 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.