Janus Henderson Investors UK Limited

• Principal Place of Business

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

  Web

  https://www.janushenderson.com

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Anthony Mark Andrews

  IRN AMA01040

  • CF30 Customer (1 Nov 2007 to 24 Jun 2010)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Anthony Michael Dolphin

  IRN AMD01088

  • CF30 Customer (1 Nov 2007 to 5 Nov 2008)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Antony Patrick Carlyle Gifford

  IRN APG01036

  • CF30 Customer (1 Nov 2007 to 30 Apr 2015)
  • CF27 Investment Management (10 Jul 2002 to 31 Oct 2007)
• Arjun Bhandari

  IRN AXB03448

  • [FCA CF] Client dealing (since 17 Apr 2020)
  • CF30 Customer (13 Apr 2015 to 8 Dec 2019)
• Arno Kitts

  IRN AWK01009

  • CF29 Significant management (1 Nov 2007 to 31 Jul 2012)
  • CF30 Customer (1 Nov 2007 to 18 Sep 2012)
  • CF16 Significant Mgt (Desgntd Investment Business) (8 Aug 2006 to 31 Oct 2007)
  • CF1 Director (12 Mar 2003 to 1 Aug 2006)
  • CF21 Investment Adviser (12 Mar 2003 to 31 Oct 2007)
• Asim Rahman

  IRN AXR02006

  • CF30 Customer (27 Apr 2011 to 15 Nov 2017)
• Aurelie Christiane Marie Randolph

  IRN ACR01134

  • CF30 Customer (3 Aug 2015 to 5 Apr 2018)
• Austin Mitchell

  IRN AHM01125

  • CF30 Customer (26 Mar 2012 to 1 Apr 2014)
• Barnaby Pink

  IRN BXP13378

  • [FCA CF] Client dealing (since 17 Apr 2020)
  • CF30 Customer (3 Apr 2019 to 8 Dec 2019)
• Ben Wallace

  IRN BSW01006

  • [FCA CF] Manager of certification employee (since 17 Apr 2020)
  • [FCA CF] Client dealing (since 17 Apr 2020)
  • CF30 Customer (27 Apr 2011 to 8 Dec 2019)

• Henderson Real Estate Strategy Limited (no longer appointed)

  FRN 205630 · Appointed 3 Nov 1997 · Until 5 Apr 2012

No changes recorded yet.