Janus Henderson Investors UK Limited

• Principal Place of Business

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

  Web

  https://www.janushenderson.com

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• James Kenneth McAlevey

  IRN JKM01023

  • CF30 Customer (17 Oct 2012 to 15 Dec 2015)
• James Maxwell

  IRN JBM01050

  • [FCA CF] Manager of certification employee (since 17 Apr 2024)
  • [FCA CF] Client dealing (since 17 Apr 2020)
  • CF30 Customer (7 May 2015 to 8 Dec 2019)
• James Nicholas Barnard Darkins

  IRN JND01014

  • CF1 Director (1 Dec 2001 to 1 Apr 2014)
• James Nicholas Christopher Budden

  IRN JNB01035

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
• James Peyton Robinson

  IRN JPR01050

  • CF27 Investment Management (1 Dec 2001 to 7 Jan 2005)
  • CF1 Director (1 Dec 2001 to 24 Nov 2004)
• James Richard Stevens

  IRN JRS01151

  • CF30 Customer (27 May 2011 to 8 Jan 2015)
• James Robert Lowry

  IRN JXL00439

  • [FCA CF] Manager of certification employee (5 Mar 2025 to 31 May 2025)
  • [FCA CF] Material risk taker (17 Apr 2023 to 31 May 2025)
  • SMF24 Chief Operations (23 Feb 2022 to 31 May 2025)
• James Roger Cooper Hunt

  IRN JRH01096

  • CF21 Investment Adviser (23 Jan 2002 to 24 Jan 2002)
• James Roland

  IRN JXR12782

  • CF30 Customer (11 Apr 2019 to 8 Dec 2019)
• James Ross

  IRN JER01129

  • [FCA CF] Manager of certification employee (17 Apr 2020 to 30 Apr 2025)
  • [FCA CF] Client dealing (17 Apr 2020 to 30 Apr 2025)
  • CF30 Customer (6 Dec 2011 to 8 Dec 2019)

• Henderson Real Estate Strategy Limited (no longer appointed)

  FRN 205630 · Appointed 3 Nov 1997 · Until 5 Apr 2012

No changes recorded yet.