Janus Henderson Investors UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
201 BishopsgateLondonEC2M 3AEUNITED KINGDOM- Phone
- +4402078181818
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Complaints Contact
201 BishopsgateLondonEC2M 3AEUNITED KINGDOM- Phone
- +4402078181818
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ian Rickman
IRN IXR01069
- CF1 Director (1 Dec 2001 to 1 Aug 2002)
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Ian William Laughlin
IRN IWL00004
- CF2 Non Executive Director (19 Jan 2005 to 13 Apr 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (7 May 2004 to 18 Jan 2005)
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Idriss M’Bene
IRN IXM00214
- [FCA CF] Client dealing (since 13 Apr 2022)
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Ignacio De La Maza Borrego
IRN IXD24572
- SMF1 Chief Executive (since 13 Feb 2026)
- SMF3 Executive Director (since 13 Feb 2026)
- [FCA CF] Material risk taker (since 17 Apr 2023)
- [FCA CF] Client dealing (since 17 Apr 2020)
- [FCA CF] Manager of certification employee (since 17 Apr 2020)
- SMF18 Other Overall Responsibility (24 Mar 2020 to 13 Feb 2026)
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Indriatti Van Hien
IRN IXV01068
- [FCA CF] Manager of certification employee (since 8 Apr 2026)
- [FCA CF] Client dealing (since 17 Apr 2020)
- CF30 Customer (24 Feb 2015 to 8 Dec 2019)
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Jacob Nielsen
IRN JXN00224
- [FCA CF] Client dealing (5 Sep 2022 to 25 Sep 2022)
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Jacqueline Alexander Beckett
IRN JAB01516
- CF29 Significant management (23 Aug 2011 to 21 Jun 2016)
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Jacqueline Amanda Whiten
IRN JAW01244
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)
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James Allum
IRN JSA01020
- CF21 Investment Adviser (1 Dec 2001 to 23 Mar 2006)
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James Bennet
IRN JGB01116
- CF30 Customer (1 Nov 2007 to 14 Aug 2009)
- CF26 Customer Trading (23 Mar 2005 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Henderson Real Estate Strategy Limited (no longer appointed)
FRN 205630 · Appointed 3 Nov 1997 · Until 5 Apr 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.