Janus Henderson Investors UK Limited

Date authorised
1 April 2013
Companies House
00906355
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    London
    EC2M 3AE
    UNITED KINGDOM
    Phone
    +4402078181818
  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3AE
    UNITED KINGDOM
    Phone
    +4402078181818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Rickman

    IRN IXR01069

    • CF1 Director (1 Dec 2001 to 1 Aug 2002)
  • Ian William Laughlin

    IRN IWL00004

    • CF2 Non Executive Director (19 Jan 2005 to 13 Apr 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 May 2004 to 18 Jan 2005)
  • Idriss M’Bene

    IRN IXM00214

    • [FCA CF] Client dealing (since 13 Apr 2022)
  • Ignacio De La Maza Borrego

    IRN IXD24572

    • SMF1 Chief Executive (since 13 Feb 2026)
    • SMF3 Executive Director (since 13 Feb 2026)
    • [FCA CF] Material risk taker (since 17 Apr 2023)
    • [FCA CF] Client dealing (since 17 Apr 2020)
    • [FCA CF] Manager of certification employee (since 17 Apr 2020)
    • SMF18 Other Overall Responsibility (24 Mar 2020 to 13 Feb 2026)
  • Indriatti Van Hien

    IRN IXV01068

    • [FCA CF] Manager of certification employee (since 8 Apr 2026)
    • [FCA CF] Client dealing (since 17 Apr 2020)
    • CF30 Customer (24 Feb 2015 to 8 Dec 2019)
  • Jacob Nielsen

    IRN JXN00224

    • [FCA CF] Client dealing (5 Sep 2022 to 25 Sep 2022)
  • Jacqueline Alexander Beckett

    IRN JAB01516

    • CF29 Significant management (23 Aug 2011 to 21 Jun 2016)
  • Jacqueline Amanda Whiten

    IRN JAW01244

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)
  • James Allum

    IRN JSA01020

    • CF21 Investment Adviser (1 Dec 2001 to 23 Mar 2006)
  • James Bennet

    IRN JGB01116

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF26 Customer Trading (23 Mar 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.