Janus Henderson Investors International Limited

• Principal Place of Business

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +442078181818

  Web

  https://www.janushenderson.com

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +442078181818

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michael Kerley

  IRN MXK01366

  • CF30 Customer (30 May 2017 to 8 Dec 2019)
• Michael Morecroft

  IRN MXM16718

  • [FCA CF] Material risk taker (since 17 Apr 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (30 Jul 2019 to 8 Dec 2019)
• Michelle Rosenberg

  IRN MXR00153

  • [FCA CF] Manager of certification employee (17 Apr 2020 to 16 Apr 2024)
• Mohammed Khan

  IRN MXK00387

  • [FCA CF] Client dealing (since 17 Apr 2023)
• Nabeela Maryam Afzal

  IRN NMA01063

  • CF30 Customer (21 Apr 2016 to 29 May 2017)
• Nadia Stoyanova

  IRN NXS01727

  • CF30 Customer (15 Apr 2016 to 23 Jan 2018)
• Neal Jenkins

  IRN NXJ01120

  • CF30 Customer (22 Oct 2008 to 9 Jan 2012)
  • CF29 Significant management (1 Nov 2007 to 1 May 2010)
  • CF17 Significant Mgt (Other Business Operations) (30 Aug 2006 to 31 Oct 2007)
• Nicholas Adams

  IRN NJA01048

  • SMF9 Chair of the Governing Body (11 Jul 2022 to 22 Feb 2024)
  • [FCA CF] Manager of certification employee (17 Apr 2020 to 31 Mar 2024)
  • [FCA CF] Client dealing (17 Apr 2020 to 31 Mar 2024)
  • [FCA CF] Material risk taker (17 Apr 2020 to 31 Mar 2024)
  • SMF3 Executive Director (17 Feb 2020 to 22 Feb 2024)
• Nicholas Brian Philip Coxon

  IRN NXC00366

  • SMF16 Compliance Oversight (since 2 Nov 2023)
  • [FCA CF] Material risk taker (since 2 Nov 2023)
• Nicholas Peter Cowley

  IRN NPC01037

  • CF30 Customer (30 May 2017 to 30 Nov 2019)

No changes recorded yet.