Janus Henderson Fund Management UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Stephen Wicks
IRN SCW01101
- CF30 Customer (8 Nov 2013 to 1 Apr 2014)
- CF22 Investment Adviser (Trainee) (2 Nov 2005 to 26 Jan 2007)
Steven John O'Brien
IRN SJO01033
- CF29 Significant management (1 Nov 2007 to 30 Jul 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (20 Feb 2007 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 20 Feb 2007)
Steven Nelson
IRN SPN01025
- CF30 Customer (2 Apr 2015 to 8 Dec 2019)
Stewart Cazier
IRN SXC01409
- Responsible for Insurance Mediation (11 Jun 2013 to 7 May 2014)
- CF1 Director (11 Jun 2013 to 7 May 2014)
Stuart John O'Gorman
IRN SJO01037
- CF30 Customer (1 Nov 2007 to 14 Feb 2018)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Stuart Mair
IRN SJM01537
- CF30 Customer (23 Sep 2011 to 15 Feb 2018)
Suzanne Cain
IRN SXC01799
- [FCA CF] Client dealing (17 Apr 2020 to 15 Jul 2022)
- [FCA CF] Manager of certification employee (17 Apr 2020 to 15 Jul 2022)
Thomas Alexander Hanson
IRN TAH01066
- CF30 Customer (4 Dec 2015 to 8 Mar 2019)
Thomas Ross
IRN TJR01072
- CF30 Customer (1 Nov 2007 to 12 Feb 2018)
- CF26 Customer Trading (8 Sep 2003 to 31 Oct 2007)
Timothy Geoffrey Dieppe
IRN TGD01014
- CF30 Customer (1 Nov 2007 to 31 Mar 2012)
- CF27 Investment Management (26 May 2005 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.