Janus Henderson Fund Management UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Nicholas James Sollom
IRN NJS01074
- CF30 Customer (1 Nov 2007 to 9 May 2008)
- CF27 Investment Management (4 May 2005 to 31 Oct 2007)
- CF26 Customer Trading (2 Dec 2004 to 31 Oct 2007)
Nicholas Peters
IRN NJP01086
- CF30 Customer (1 Nov 2007 to 5 Nov 2008)
- CF27 Investment Management (26 May 2005 to 31 Oct 2007)
Nicholas Sheridan
IRN NJS01079
- CF30 Customer (4 Jun 2009 to 8 Dec 2019)
Nicholas Toby Hiscock
IRN NTH01015
- CF1 Director (1 Dec 2001 to 1 Sep 2010)
Nicholas Ware-Fredriksson
IRN NMW01051
- CF30 Customer (25 Aug 2009 to 8 Dec 2019)
Nicholas Watson
IRN NJW01193
- CF30 Customer (15 Sep 2015 to 8 Dec 2019)
Nicola Pentz
IRN NXP00044
- [FCA CF] Client dealing (since 17 Apr 2023)
- [FCA CF] Manager of certification employee (since 5 Oct 2020)
Nicolas Scherf
IRN NXS01859
- CF30 Customer (2 Jul 2014 to 10 Feb 2015)
Nigel Martin Richard Templeman
IRN NMT01009
- CF27 Investment Management (1 Dec 2001 to 25 Apr 2003)
Nina Bhatt
IRN NXB01574
- CF30 Customer (8 Nov 2011 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.