Janus Henderson Fund Management UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Roy Lovering
IRN JRL01093
- CF28 Systems and controls (1 Nov 2007 to 2 Jul 2012)
- CF15 Internal Audit (23 Nov 2005 to 31 Oct 2007)
Joseph Harris
IRN JXH01319
- [FCA CF] Client dealing (since 20 Mar 2024)
Joseph Lee Tristram
IRN JLT01082
- CF30 Customer (28 Apr 2016 to 8 Dec 2019)
Joy Boesch
IRN JXB01212
- [FCA CF] Client dealing (since 24 Oct 2022)
Julian Francis Green
IRN JFG01029
- CF30 Customer (1 Nov 2007 to 1 Jul 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Julie Enright
IRN JXE00046
- [FCA CF] Client dealing (17 Apr 2020 to 30 Nov 2021)
Julie Yvonne Pine
IRN JYP01001
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2003)
Katherine Frances Gladstone
IRN KFG01007
- CF30 Customer (1 Nov 2007 to 21 Oct 2008)
- CF27 Investment Management (15 Dec 2004 to 31 Oct 2007)
Kathleen Reeves
IRN KXR01130
- [FCA CF] Material risk taker (17 Apr 2020 to 31 Oct 2021)
- CF29 Significant management (17 Jun 2015 to 8 Dec 2019)
Kathryn Anne Shiers
IRN KAS01111
- CF30 Customer (1 Nov 2007 to 14 Aug 2009)
- CF27 Investment Management (20 Apr 2007 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.