Janus Henderson Fund Management UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Iain David Worthington Evans
IRN IDE01005
- CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2004)
Iain James Mather
IRN IJM01088
- CF10 Compliance Oversight (16 Dec 2005 to 10 Mar 2006)
Ian Bettney
IRN ILB01013
- CF30 Customer (2 Dec 2011 to 8 Dec 2019)
Ian Charles Dickson
IRN ICD01012
- CF27 Investment Management (1 Dec 2001 to 1 Aug 2002)
Ian Graham Davidson
IRN IGD01011
- CF30 Customer (12 Oct 2011 to 31 May 2012)
Ian Hamilton
IRN IXH01139
- CF15 Internal Audit (1 Dec 2001 to 18 Feb 2003)
Ian Henderson
IRN IXH00044
- [FCA CF] Client dealing (17 Apr 2020 to 28 Dec 2021)
Ian Henry Derek Warmerdam
IRN IHW01005
- CF30 Customer (1 Nov 2007 to 30 Aug 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Ian Rickman
IRN IXR01069
- CF1 Director (1 Dec 2001 to 1 Aug 2002)
Ian Warford
IRN IXW00156
- [FCA CF] Client dealing (since 9 Sep 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.