JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carl Clemens Hallmann

  IRN CXH00915

  • [FCA CF] Algorithmic trading (since 29 May 2025)
  • [FCA CF] Proprietary trader (since 29 May 2025)
• Catherine Mace

  IRN CXM00981

  • [FCA CF] Proprietary trader (since 10 Jun 2025)
  • [FCA CF] Algorithmic trading (since 10 Jun 2025)
  • [FCA CF] Client dealing (since 10 Jun 2025)
• Charles Fisher

  IRN CXF00163

  • [FCA CF] Client dealing (since 3 Jun 2021)
  • [FCA CF] Proprietary trader (3 Jun 2021 to 31 Dec 2021)
  • [FCA CF] Material risk taker (3 Jun 2021 to 31 Dec 2021)
• Charles Gabriel Barton

  IRN CGB01096

  • [FCA CF] Manager of certification employee (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (13 Dec 2017 to 8 Dec 2019)
• Charles Garnot

  IRN CXG00296

  • [FCA CF] Client dealing (since 1 Sep 2022)
  • [FCA CF] Material risk taker (25 Oct 2021 to 31 Dec 2021)
• Charles Philpott

  IRN CXP00307

  • [FCA CF] Material risk taker (11 Jun 2021 to 8 Dec 2021)
• Charlie Barrow

  IRN CXB02481

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Proprietary trader (since 8 Jan 2024)
  • [FCA CF] Algorithmic trading (since 8 Jan 2024)
  • [FCA CF] Client dealing (since 8 Jan 2024)
• Charlotte Mercedes Copeland

  IRN CXC14064

  • [FCA CF] Manager of certification employee (since 4 Jan 2021)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (19 Apr 2019 to 8 Dec 2019)
• Chen Yun Yin

  IRN CYY01002

  • CF30 Customer (15 Jun 2012 to 2 Apr 2014)
• Cheng Sun

  IRN CXS00213

  • [FCA CF] Material risk taker (18 Jan 2021 to 31 Jan 2022)

No changes recorded yet.